Serving Subpoena To Fidelity Investments: What You Need To Know

If you need to serve a subpoena for documents on Fidelity Investments as a records custodian, the address to use is: Fidelity Investments, Covington, KY, 41015. Fidelity Investments encourages you to complete forms online whenever possible, but if you need to mail in documents, there are several addresses you can use, depending on the nature of the documents and whether you are a New York state resident. For example, the address for life insurance forms is different from the address for newly opened accounts.

Fidelity mailing addresses

Mailing addresses are essential for ensuring that documents and other communications reach the correct recipient. Here are the Fidelity mailing addresses to note:

• Customers outside New York state mailing address for life insurance forms, annuity forms, checks, or copies of important documents:
• Fidelity Investments Life Insurance Service Center
• PO Box 770001 Cincinnati, OH 45277-0050
• Customers residing in New York state mailing address:
• Empire Fidelity Investments Life Insurance Company Annuity Service Center
• PO Box 770001 Cincinnati, OH 45277-0051
• Fidelity Investments mailing address for documents related to established accounts:
• 100 Crosby Parkway KC2Q Covington, KY 41015
• PO Box 770001 Cincinnati, OH 45277-0002
• Fidelity Investments mailing address for paper checks for deposits or trading-related payments:
• PO Box 770001 Cincinnati, OH 45277-0003
• 100 Crosby Parkway KC1H Covington, KY 41015
• Fidelity Investments mailing address for supporting documents for newly opened accounts:
• PO Box 770001 Cincinnati, OH 45277-0002
• 100 Crosby Parkway KC1K Covington, KY 41015
• Fidelity Investments mailing address for rollover checks from an old 401(k):
• ATTN: Direct Rollovers
• PO Box 770001 Cincinnati, OH 45277-0037
• 100 Crosby Parkway KC1H Covington, KY 41015-0037
• Fidelity Investments Life Insurance Service Center mailing address for term life insurance accounts:
• PO Box 770001 Cincinnati, OH 45277-0050
• Fidelity Investments mailing address for account transfers or Transfer of Assets (TOA):
• ATTN: TOA
• PO Box 770001 Cincinnati, OH 45277-0036

Additionally, for legal requests, the registered agent for Fidelity Communications and Cobridge Communications is CT Corporation, which can accept legal requests for civil matters and law enforcement. The mailing address for their Legal Compliance Group is: 210 E. Earll Dr., Phoenix, AZ 85012.

Fidelity's privacy policy

Fidelity Investments is committed to maintaining the privacy of its customers' personal information. The company has a detailed privacy policy that outlines how it handles personal information, including its collection, use, and sharing. This policy is reviewed and updated annually to incorporate any changes and ensure compliance with relevant laws and regulations, such as the California Consumer Privacy Act (CCPA).

Fidelity collects personal information from various sources, including applications, forms, interactions with customer service staff, websites, and applications. This information is used to service and protect customer accounts, process transactions, respond to inquiries, develop and deliver products and services, and fulfil legal and regulatory requirements. Fidelity also collects technical, navigational, and location information when users interact with their digital offerings or electronic communications.

The company implements robust security measures to protect personal information and restricts access to only those who require it for business purposes. Fidelity does not share or sell personal information to unaffiliated third parties for marketing purposes. However, they may share information with specific entities, such as service providers, government agencies, and other third parties as required or permitted by law, including in response to a subpoena.

Fidelity also has a separate privacy policy for the Fidelity Funds, which outlines how they obtain, use, and protect personal information. This policy is designed to safeguard customer information and ensure compliance with relevant regulations.

Fidelity understands that privacy preferences vary, and they provide options for customers to manage their privacy settings. They also offer resources to help customers further safeguard their information, such as multi-factor authentication and security alerts. The company prioritises the security of customer information and continuously adapts its security measures to address evolving threats and technological advancements.

Contacting Fidelity

Fidelity Investments encourages its customers to complete forms online whenever possible. However, if you need to mail in documents, deposit paper cheques, or pay for a trade via U.S. mail, you can use one of the following addresses:

• Customers outside New York state: Fidelity Investments Life Insurance Service Center, PO Box 770001 Cincinnati, OH 45277-0050
• Customers residing in New York state: Empire Fidelity Investments Life Insurance Company Annuity Service Center, PO Box 770001 Cincinnati, OH 45277-0051
• General enquiries: Fidelity Investments, 100 Crosby Parkway KC2Q Covington, KY 41015
• Changes to established accounts: Fidelity Investments, PO Box 770001 Cincinnati, OH 45277-0002
• Paper cheques for deposits or payments related to trading activities: Fidelity Investments, PO Box 770001 Cincinnati, OH 45277-0003
• Supporting documents for newly opened accounts: Fidelity Investments, PO Box 770001 Cincinnati, OH 45277-0002
• Rollover cheques from an old 401(k): Fidelity Investments, ATTN: Direct Rollovers, PO Box 770001 Cincinnati, OH 45277-0037
• Term life insurance accounts: Fidelity Investments Life Insurance Service Center, PO Box 770001 Cincinnati, OH 45277-0050
• Transfer of Assets (TOA): Fidelity Investments, ATTN: TOA, PO Box 770001 Cincinnati, OH 45277-0036

If you are a Fidelity customer and need help with your accounts, you can call the relevant number below:

• Fidelity Advisor Accounts: 877-208-0098
• Fidelity.com Accounts: 800-343-3548

Alternatively, you can log in to find your assigned contacts.

Fidelity's legal compliance group

The Legal Compliance Group at Fidelity Communications and Cobridge Communications is located at 210 E. Earll Dr., Phoenix, AZ 85012. The group prefers to be served legal requests via electronic mail or facsimile. The email address to send requests to is [email protected]. The fax number is 602-364-6013.

For emergency requests, you can call 573-468-1220 or send an email to [email protected], copying in [email protected]. An emergency disclosure form will be required for the release of any subscriber information.

Fidelity Communications and Cobridge Communications' registered agent is CT Corporation (866-925-9916). They can accept the submission of legal requests for civil matters and law enforcement legal requests that must be served in the state of origin.

Fidelity's registered agent

Fidelity Communications and Cobridge Communications' registered agent is CT Corporation, which can accept the submission of legal requests for civil matters and law enforcement legal requests that must be served in the state of origin. The contact number for CT Corporation is 866-925-9916.

Fidelity Communications and Cobridge Communications prefer the service of legal requests via electronic mail or facsimile directly to the Legal Compliance Group. The mailing address for the Legal Compliance Group is 210 E. Earll Dr., Phoenix, AZ 85012.

For routine requests, the fax number is 602-364-6013, and the email address is [email protected]. For emergency requests, the contact number is 573-468-1220, and the email address is [email protected]; please copy [email protected]. An emergency disclosure form will be required for the release of any subscriber information.

Frequently asked questions